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Ana Carolina Rizzo

Citigroup Global Markets Inc.

Miami, FL

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-23
  • FL RA
    APPROVED
    Since 2018-07-23

Branch Locations

201 S. Biscayne Blvd. - 33, Miami, FL 33131 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc Miami FL 04/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-19
S63 Uniform Securities Agent State Law Examination 2014-09-17
  • S65 Uniform Investment Adviser Law Examination
    2018-07-19
  • S63 Uniform Securities Agent State Law Examination
    2014-09-17
Other Names
  • Ana C Rizzo

View on SEC IAPD

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