James Lewis Jacobs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 10/2023
  Massmutual Life Insurance Company
  Brunswick, GA
• 04/2009 → 10/2023
  Mml Investors Services Inc
  Brunswick, GA
• 10/2023 → Present
  Lpl Financial Llc
  Brunswick, GA
• 10/2023 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2023-10-31 → 2025-12-18
  Newedge Advisors
  Brunswick, GA
  Brunswick, GA
  New Orleans, LA
• 2009-07-17 → 2023-10-31
  Mml Investors Services, Llc
  St. Simons Island, GA
  Atlanta, GA
  Brunswick, GA

Other Businesses

1). 10/2023 - Jacobs Wealth Management, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2). 10/2023 - Non-Variable Insurance / Inv. Related / BRUNSWICK,GA / Start date 11/01/2023 - 160 Hrs per month / 20% Time Spent. 3). 10/2023 - NewEdge Advisors, LLC, - DBA Jacobs Wealth Management {RIA} - Investment Related - Investment Advisor, Representative - Start: 10/2023 - at reported business location.

Exams

• S66 Uniform Combined State Law Examination
  2009-07-01
• S63 Uniform Securities Agent State Law Examination
  2000-07-10

Other Names

• Jim Jacobs
• James L. Jacobs