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Victor Hugo Garza

Garza Financial Planning

Dallas, TX

Ernst & Young Investment Advisers LLP

Richardson, TX

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Current Employers
Garza Financial Planning

8080 N Central Expressway #1700, Dallas, TX 75206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-15
  • TX RA
    APPROVED
    Since 2022-06-15

Branch Locations

8080 N Central Expressway #1700, Dallas, TX 75206 • United States

Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-16
  • TX RA
    APPROVED
    Since 2021-02-16

Branch Locations

2111 Custer Parkway, Richardson, TX 75080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amicus Financial Advisors, Llc Dallas TX 05/2014 06/2022
Ernst & Young Investment Advisers Llp Richardson TX 11/2019 Present
Garza Financial Planning, Llc Richardson TX 08/2014 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-15
S65 Uniform Investment Adviser Law Examination 2011-10-10
  • S63 Uniform Securities Agent State Law Examination
    2011-10-15
  • S65 Uniform Investment Adviser Law Examination
    2011-10-10
Designations
Other Names
  • Victor H. Garza

View on SEC IAPD

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