Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-11-05 |
Branch Locations
One Liberty Square 10Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus Asset Advisors | Boston | MA | 08/2003 | Present |
| Foreside Fund Services, Llc | Boston | MA | 07/2020 | 12/2020 |
| Vigilant Distributors, Llc | Chadds Ford | PA | 01/2021 | Present |
1) KNIGHTS OF COLUMBUS, MA, INVESTMENT RELATED-INVESTMENT MANAGEMENT, START DATE 8/22/2003, INSTITUTIONAL CLIENT SERVICE MANAGER, PRIMARY LIASION FOR THE FIRM'S INSTITUTIONAL RELATIONSHIPS, INCLUDING INSTITUTIONAL INVESTORS, INVESTMENT CONSULTANTS AND SUB-ADVISORY CLIENTS. WORK CLOSELY WITH THE INSTITUTIONAL TEAM TO ENSURE ALL CLIENT COMMUNICATIONS ARE TIMELY AND ACCURATE AND SERVICE NEEDS ARE MET, AS WELL AS FACILITATING THE ON-BOARDING PROCESS OF LARGE, INSTITUTIONAL INVESTORS. ADDITIONALLY, WORKS WITH SALES, IN GROWING THE FIRM'S PIPELINE. 160 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 2) READING MIDGET ROCKETS, INC., READING, MA, NON INVESTMENT RELATED-YOUTH SPORTS PROGRAM AND CHEER, START DATE 2/1/2018, PRESIDENT, THE FUNCTION OF THE PRESIDENT IS TO PRESIDE AT ALL MEETINGS OF THE MEMBERSHIP OF THE BOARD, OF WHICH HE/SHE IS THE CHAIRMAN; TO SIGN ALL AGREEMENTS, CONTRACTS, DEEDS AND OTHER DOCUMENTS FOR THE ASSOCIATION PURSUANT TO THE APPROPRIATE RESOLUTIONS BY THE MEMBERSHIP OF THE BOARD; AND TO APPOINT ALL COMMITTEES. THE PRESIDENT SHALL BE A PRIMARY SIGNATORY ON THE CASH ACCOUNTS OF THE ASSOCIATION. THE PRESIDENT SHALL BE THE EX-OFFICIO MEMBER OF ALL COMMITTEES WITHOUT THE RIGHT TO VOTE EXCEPT AS HE/SHE SEES FIT TO MAKE OR BREAK A TIE VOTE. THE PRESIDENT SHALL ASSIGN PRIMARY DUTIES OF THE BOARD OF DIRECTORS. AT THE TIME OF THE VICE PRESIDENTS' ELECTION OF THE PRESIDENT SHALL DESIGNATE WHO WILL BE THE 1ST AND 2ND VICE PRESIDENT. 20 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS. 3) Andrea Mackey is registered with Knights of Columbus Asset Advisors, a SEC Registered Investment Advisor and Vigilant Distributors, LLC, an unaffiliated Broker Dealer
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 2019-04-16 |
Reach out to this advisor