Christian A Schick

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 03/2018
  Scottrade
  Houston, TX
• 10/2022 → Present
  Fisher Investments
  Plano, TX
• 03/2018 → 10/2022
  Unemployed
  N/A, TX

Previous Registrations

• 2017-01-24 → 2018-03-09
  Scottrade Investment Management
  Saint Louis, MO
• 2014-12-10 → 2015-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sugarland, TX
  Houston, TX
  Sugar Land, TX
  Rosenberg, TX
• 2014-02-19 → 2014-11-12
  Next Financial Group, Inc.
  Houston, TX
• 2007-05-11 → 2014-02-24
  Td Ameritrade, Inc.
  Houston, TX
• 2007-05-11 → 2014-02-24
  Td Ameritrade Investment Management, Llc
  Houston, TX
  Houston, TX
• 2003-10-20 → 2007-05-01
  Ameriprise Financial Services, Llc
  Houston, TX
  Sugar Land, TX

Other Businesses

the name of the other business; Razor Sharp Plants whether the business is investment-related; No the address of the other business; Houston, TX the nature of the other business; Tropical plant sales your position; Owner title, or relationship with the other business; Owner - day to day operations the start date of your relationship; 9/18/21 the approximate number of hours/month you devote to the other business; 1-5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; day to day operations; planting the plants

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-09
• S66 Uniform Combined State Law Examination
  2003-10-17

Other Names

• Christian Alexander Schick