Malcolm Macdonald Thomas

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2026-02-06

MT RA
APPROVED

Since 2026-02-06

Branch Locations

Orlando, FL • United States

Boseman, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Boston	MA	06/2007	08/2018
Xy Planning Network	Bozeman	MT	08/2018	Present
Osaic Wealth, Inc.	Nashville	TN	08/2020	Present

06/2007 → 08/2018

Signator Investors, Inc.

Boston, MA
08/2018 → Present

Xy Planning Network

Bozeman, MT
08/2020 → Present

Osaic Wealth, Inc.

Nashville, TN

Previous Registrations

2007-06-29 → 2018-08-20

Signator Investors, Inc.

Westbury, NY

Boston, MA

Boston, MA
2014-01-07 → 2015-12-28

Signator Financial Services, Inc.

Boston, MA
2003-10-13 → 2007-06-26

Mml Investors Services, Llc

Bethesda, MD

Rockville, MD

Other Businesses

1. GENXFINANCIAL POSITION: Business Development NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/31/2020 ADDRESS: 12575 Faraday Lane, Orlando FL 32827 DESCRIPTION: GenXFinancial is the entity that facilitates payroll and benefits, but I do not hold this name out to the public 2. INNOVATIVE FINANCIAL GROUP POSITION: Business Development NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/31/2020 ADDRESS: 2908 Poston Ave, Suite 1, Nashville TN 37203 DESCRIPTION: Business Development 3. SELL MY FINANCIAL PRACTICE POSITION: Business Development NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2020 ADDRESS: 2908 Poston Ave, Suite 1, Nashville TN 37203 DESCRIPTION: Providing information to financial advisors on succession planning for their financial practices. 4. INNOVATIVE WEALTH TEAM LLC POSITION: Head of Business Development NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/10/2025 ADDRESS: 12575 Faraday Lane, Orlando FL 32827 DESCRIPTION: Business Development 5. SELL MY FINANCIAL PRACTICE POSITION: Business Development NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2020 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: Providing information to financial advisors on succession planning for their financial practices. 6. INNOVATIVE FINANCIAL GROUP POSITION: Head of Business Development NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/31/2020 ADDRESS: 12575 Faraday Lane, Orlando FL 37203, United States DESCRIPTION: Business Development