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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Insurance Company | Williamsville | NY | 05/2003 | 06/2017 |
| Metlife Securities | Williamsville | NY | 05/2003 | 06/2017 |
| Mml Investors Services, Llc | Williamsville | NY | 03/2017 | 06/2017 |
| Cadaret, Grant & Co., Inc. | Hamburg | NY | 07/2017 | 07/2025 |
| Lpl Financial Llc | Hamburg | NY | 07/2025 | Present |
1. 11/03/2025- Davis FInancial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/01/2017- 35 Hours Per Month- 35 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-12 |
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