Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-02
UT RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2026-03-02
  • UT RA
    APPROVED
    Since 2023-06-29

Branch Locations

6189 S Redwood Rd, Taylorsville, UT 84123 • United States

38 W 13775 S, Ste 300, Draper, UT 84020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Midvale UT 06/2015 04/2018
Securities America Advisors, Inc. Midvale UT 06/2015 04/2018
Cetera Wealth Services, Llc El Segundo CA 04/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2015 → 04/2018
    Securities America Inc
    Midvale, UT
  • 06/2015 → 04/2018
    Securities America Advisors, Inc.
    Midvale, UT
  • 04/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-06-19 → 2018-04-12
    Securities America Advisors, Inc.
    Midvale, UT
  • 2011-02-23 → 2015-06-29
    Sandy, UT
    San Diego, CA
    Sandy, UT
  • 2010-07-12 → 2011-03-07
    Sandy, UT
    Salt Lake City, UT
    Lehi, UT
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REP 3. NAME OF OTHER BUSINESS: KEVIN LARSON, INC. INVESTMENT RELATED: NO; ADDRESS: 11650 S STATE STREET SUITE 103, DRAPER, UT 84020; NATURE OF BUSINESS: S-CORP / PASS THROUGH ENTITY; START DATE: 07/2008; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE, PASS THROUGH ENTITY FOR TAX AND PAYROLL PURPOSES; 4. NAME OF OTHER BUSINESS: TRANSWEST CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP:FINANCIAL CONSULTANT; START DATE: 7/2020; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES OF B/D ON CREDIT UNION PREMISES; 5. NAME OF OTHER BUSINESS: BLG INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL OF OFFICE SPACE; NAME OF OTHER BUSINESS: Rental Property INVESTMENT RELATED: NO ADDRESS: 1045 S 1700 W Unit 110 and 122 Payson UT 84651 NATURE OF BUSINESS: Rental Property START DATE: 03/01/2026 POSITION/TITLE/RELATIONSHIP: Owner APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: Renting out the Condos

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-20
S63 Uniform Securities Agent State Law Examination 2003-07-18
  • S65 Uniform Investment Adviser Law Examination
    2009-05-20
  • S63 Uniform Securities Agent State Law Examination
    2003-07-18
Designations

View on SEC IAPD

More in Taylorsville, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor