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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-01-20
  • VA RA
    APPROVED
    Since 2006-01-20

Branch Locations

10306 Eaton Pl Ste 420, Fairfax, VA 22030 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Milwaukee WI 08/2003 Present
Northwestern Mutual Investment Services Llc Mc Lean VA 08/2003 Present
Northwestern Mutual Investment Services, Llc Mclean VA 01/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 13651 E DEER RUN TRAIL, 13651 E DEER RUN TRAIL, TUCSON, , ARIZONA, 85749, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE PROPERTY RENTAL OF SECOND HOME. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-03
S63 Uniform Securities Agent State Law Examination 2003-10-29
  • S66 Uniform Combined State Law Examination
    2007-01-03
  • S63 Uniform Securities Agent State Law Examination
    2003-10-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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