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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-17 |
| NJ | RA | APPROVED | 2022-01-14 |
| PA | RA | APPROVED | 2022-01-07 |
| TX | RA | APPROVED | 2022-01-07 |
Branch Locations
782 S Brewster Rd Ste B2, Vineland, NJ 08361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Vineland | NJ | 12/2006 | 12/2021 |
| Lpl Financial Llc | Vineland | NJ | 01/2022 | Present |
| Independent Advisor Alliance, Llc | Vineland | NJ | 01/2022 | Present |
1) 1/2022- Erin Mendez- notary- inv. related- Vineland, NJ -start date 8/17/2007- 1hr/mth 2) 1/2022- Liberty Point Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Vineland, NJ -start date 10/02/2006 3) 1/2022- T&F Camera Shop- Assistant- Outside/W-2 Employment- non-inv. related- Vineland, NJ -start date 9/1/2006- 1hr/mth 4) 1/20/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/07/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/12/2025 - Liberty Point Advisors- Registered Investment Advisor DBA- IAR- Investment Related - At Reported Business Location(s) - Start Date 01/07/2022- 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-20 |
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