Brian Joseph Zakrocki

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 05/2020
  Goldman, Sachs & Co.
  New York, NY
• 05/2020 → 04/2023
  First Republic Securities Company, Llc
  New York, NY
• 05/2020 → 04/2023
  First Republic Investment Management, Inc.
  New York, NY
• 04/2023 → Present
  Ubs Financial Services
  New York, NY

Previous Registrations

• 2021-10-05 → 2023-05-18
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY

Other Businesses

1) Member of the Investment Committee for Kellenberg Memorial High School, a non-profit education institution. Organization is not primarily engaged in investment-related activity. Organization operates in Uniondale, NY. Start date is October 22, 2018. Less than two hours per month. Duties include providing high level advice to the school. 2) Name: Binghamton University Address: 4400 Vestal Parkway East, Binghamton, NY 13902 Investment-related: No Nature of the business: Education Role: Investment Committee Member Start Date: 06/01/2019 Description of duties: The IC votes to set the asset allocation and evaluates the performance of the 3rd party money manager. The IC does not make any investment decisions directly. Number of hours each month: 4 Number of hours during trading: 0 3) Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Zakrocki will act in the capacity of successor Trustee for a client account.

Exams

• S66 Uniform Combined State Law Examination
  2021-10-04
• S63 Uniform Securities Agent State Law Examination
  2003-08-28

Other Names

• Brian Joseph Zakrocki
• Brian Zakrocki