Best Investors Account Sign in
Current Employers
Calamos Wealth Management Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-01
IL RA APPROVED 2018-11-20
  • NY RA
    APPROVED
    Since 2021-02-01
  • IL RA
    APPROVED
    Since 2018-11-20

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

50 Rockefeller Plaza Suite 1600, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 09/2004 07/2018
Calamos Wealth Management Llc Naperville IL 07/2018 Present
Calamos Financial Services Llc Naperville IL 07/2018 Present
  • 09/2004 → 07/2018
    Neuberger Berman, Llc
    New York, NY
  • 07/2018 → Present
    Naperville, IL
  • 07/2018 → Present
    Calamos Financial Services Llc
    Naperville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2004-05-03
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2004-05-03
Designations

View on SEC IAPD

More in Naperville, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor