Scott Douglas Spears

Current Employers

Symphony Financial Services, Inc.

4100 Embassy Parkway Suite 100, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2009-02-19

OH RA
APPROVED

Since 2009-02-19

Branch Locations

529 N Cleveland Massillon Rd. Suite 200, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Akron	OH	11/2007	Present
Symphony Financial Services, Inc.	Akron	OH	06/2009	Present

11/2007 → Present

Linsco Private Ledger

Akron, OH
06/2009 → Present

Symphony Financial Services, Inc.

Akron, OH

Previous Registrations

2005-03-02 → 2007-11-05

M Holdings Securities, Inc.

Wickliffe, OH

Akron, OH

Cleveland, OH
2005-02-14 → 2006-08-03

Family Wealth Counselors, Inc. (Not "Waelth")

Cleveland, OH
2004-02-02 → 2005-03-04

Raymond James Financial Services, Inc.

Akron, OH

Other Businesses

1. 11/05/07 - SYMPHONY FINANACIAL SERVICES -DBA - AKRON OH 2.03/19/2009-REGISTERED INVESTMENT ADVISOR-SYMPHONY FINANCIAL SERVICES, INC. ASSET MANAGEMENT AND FINANCIAL PLANNING (HYBRID RIA)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-28
S63	Uniform Securities Agent State Law Examination	2003-09-10

S65 Uniform Investment Adviser Law Examination

2005-01-28
S63 Uniform Securities Agent State Law Examination

2003-09-10

View on SEC IAPD

Current Employers

Symphony Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews