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Kristine M Augenthaler

J.P. Morgan Securities LLC

Greenwich, CT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-08
TX RA APPROVED 2024-07-08
  • CT RA
    APPROVED
    Since 2024-07-08
  • TX RA
    APPROVED
    Since 2024-07-08

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Greenwich CT 04/2024 Present
J.P. Morgan Securities Llc Greenwich CT 04/2024 Present
Kristine Augenthaler (Self Employed/Contract Work) Pound Ridge NY 09/2021 03/2024
Corporate Employment Resources, Inc. Pound Ridge NY 04/2022 08/2022
Trinet (For Wingspan Legacy Partners) Pound Ridge NY 01/2022 01/2022
Circle Wealth Management New York NY 10/2019 08/2021
Roundtable Investment Partners New York NY 04/2015 08/2019
Unemployed Pound Ridge NY 09/2019 09/2019
  • 04/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 04/2024 → Present
    Greenwich, CT
  • 09/2021 → 03/2024
    Kristine Augenthaler (Self Employed/Contract Work)
    Pound Ridge, NY
  • 04/2022 → 08/2022
    Corporate Employment Resources, Inc.
    Pound Ridge, NY
  • 01/2022 → 01/2022
    Trinet (For Wingspan Legacy Partners)
    Pound Ridge, NY
  • 10/2019 → 08/2021
    Circle Wealth Management
    New York, NY
  • 04/2015 → 08/2019
    Roundtable Investment Partners
    New York, NY
  • 09/2019 → 09/2019
    Unemployed
    Pound Ridge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 1998-11-16
  • S66 Uniform Combined State Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    1998-11-16
Other Names
  • Kristine Mary Augenthaler
  • Kristine A Stoker
  • Ka Stoker

View on SEC IAPD

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