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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED | 2024-07-08 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 04/2024 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 04/2024 | Present |
| Kristine Augenthaler (Self Employed/Contract Work) | Pound Ridge | NY | 09/2021 | 03/2024 |
| Corporate Employment Resources, Inc. | Pound Ridge | NY | 04/2022 | 08/2022 |
| Trinet (For Wingspan Legacy Partners) | Pound Ridge | NY | 01/2022 | 01/2022 |
| Circle Wealth Management | New York | NY | 10/2019 | 08/2021 |
| Roundtable Investment Partners | New York | NY | 04/2015 | 08/2019 |
| Unemployed | Pound Ridge | NY | 09/2019 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-16 |
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