Jane An

Current Employers

Employment History

• 10/2007 → Present
  Monolithe Wealth Planning Group
  Irvine, CA
• 08/2016 → 09/2019
  Voya Financial Advisors
  Irvine, CA
• 09/2019 → Present
  Osaic Wealth, Inc.
  Newport Beach, CA

Previous Registrations

• 2016-08-03 → 2019-09-11
  Voya Financial Advisors, Inc.
  Newport Beach, CA
  Windsor, CT
  Denver, CO
• 2009-03-16 → 2016-08-01
  Investors Capital Corp.
  Tustin, CA
  Irvine, CA
  Lynnfield, MA
  Lynnfield, MA
• 2007-10-17 → 2009-03-16
  Lpl Financial Llc
  Irvine, CA
  Fort Mill, SC
  Irvine, CA
  Irvine, CA
• 2003-10-13 → 2007-10-24
  Ameriprise Financial Services, Llc
  Irvine, CA
  Glendale, CA
  Irvine, CA

Other Businesses

1. Monolithe Wealth Planning Group Position President; Nature LLC taxed as a S-Corp: Investment Related Yes; # of Hours 160 ; # of Security Hours 160; Start Date 09/01/2007; Address 4340 Von Karman Ave Suite 200 Suite 200, CA 92660 : Description Monolithe Wealth Planning Group is the DBA for my securities business. This is how I brand my business 2. NWF POSITION: Investment Advisor Representative NATURE: IAR under NWF's RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/11/2019 ADDRESS: 4340 Von Karman Ave, Suite 200, Newport Beach CA 92660, United States DESCRIPTION: Investment Advisor 3. FOCUS REALTY LLC POSITION: President NATURE: LLC for real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2017 ADDRESS: 4340 Von Karman Ave, Suite 200, Newport Beach CA 92660, United States DESCRIPTION: This is an LLC that holds the real estate holding 4. FIXED INSURANCE POSITION: Insurance NATURE: Selling Fixed Insurance such as Term Insurance and Disability. There is no separate structure for this business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2007 ADDRESS: 4340 Von Karman Ave, Suite 200, Newport Beach CA 92660, United States DESCRIPTION: Based on client's financial planning needs, we offer and provide fixed insurance needs. 5. BGJM PURA VIDA LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2020 ADDRESS: 4340 Von Karman Ave, Suite 200, Newport Beach CA 92660, United States DESCRIPTION: The LLC is being created to hold real estate

Exams

• S66 Uniform Combined State Law Examination
  2003-10-10