Nathaniel Carver Schlotthauer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Douglas Jeweler
  Hartford, WI
• 09/2014 → 06/2021
  Voya Financial Advisors
  Sumner, WI
• 07/2005 → Present
  First National Bank
  Hartford, WI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-08-06 → 2021-06-09
  Voya Financial Advisors, Inc.
  Hartford, WI
  Nevada, IA
  Richfield, WI
  Slinger, WI
  Windsor, CT
• 2005-08-04 → 2012-08-03
  Cetera Wealth Services, Llc
  Hartford, WI
  Hartford, WI
• 2003-10-03 → 2005-06-06
  Equitable Advisors, Llc
  Atlanta, GA

Other Businesses

1. NAME OF ENTITY: Emmanuel Community United Methodist Church; No; N84 W16707 MENOMONEE AVE; MENOMONEE FALLS; WI; 53051; Finance Committee; Director; 11/10/2014; 2; 0; Provide guidance on budgeting, fundraising, and future planning of financial matters. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 116 W SUMNER ST; HARTFORD; WI; 53027; Fixed Insurance Sales; Independent Insurance Agent; 8/1/2012; 160; 160; Sales of fixed insurance products 3. NAME OF ENTITY: Douglas Jeweler; No; 30 N MAIN ST; HARTFORD; WI; 53027; Jewelry; Sales; 12/15/2012; 10; 0; Sales, repairs, engraving jewelry. 4. NAME OF ENTITY: Schauer Arts and Activities Center; No; 147 N Rural St; Hartford; WI; 53027; Meeting, provide guidance, fundraise for local theater/arts center; Trustee; 7/2/2018; 1; 0; Meet quarterly, extra meetings as needed discuss plan and direction of Schauer Center. Sell raffle tickets and support organization. 5. NAME OF ENTITY: Hartford Historical Preservation Foundation; No; 150 Jefferson Ave; Hartford; WI; 53027; Non-Profit Organization; Board Member; 7/1/2018; 1; 0; Attend meetings and supporting the fund raising activities. 6. NAME OF ENTITY: Historic Hartford Preservation Foundation; No; 150 Jefferson Ave; Hartford; WI; 53027; NON-PROFIT ORGANIZATION; Secretary; 7/1/2019; 1; 0; Take notes during meeting and distribute minutes to fellow board members. 7. NAME OF ENTITY: Forte Bank; Yes; 116 W. Sumner St; Hartford; WI; 53027; FINANCIAL SERVICES; FINANCIAL ADVISOR; 8/1/2005; 160; 140; Provide financial advice and sell appropriate products to customers 8. NAME OF OTHER BUSINESS: HARTFORD ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: 150 JEFFERSON AVE; HARTFORD; WI; 53027; NATURE OF BUSINESS: HELP GUIDE THE FUNDRAISING AND DISTRIBUTION OF FUNDS FOR THE CLUB; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: DIRECTOR ON THE BOARD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND A BOARD MEETING MONTHLY FOR AN HOUR. 9. NAME OF OTHER BUSINESS: FORTE FINANCIAL ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 1/2022 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;

Exams

• S66 Uniform Combined State Law Examination
  2003-10-02