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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-13 |
| FL | RA | APPROVED | 2015-09-09 |
Branch Locations
333 Se 2Nd Ave 23Rd Fl [Icg & Rtg], Miami, FL 33131 • United States
1675 N Military Trail Ste 500 [D9-Rbo], Boca Raton, FL 33486 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Miami | FL | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | Present |
BARRY UNIVERSITY STUDENT MANAGED INVESTMENT FUND, INV RELATED, MIAMI SHORES, FL, ADVISORY BOARD MEMBER, START 10/3/2011, 1 HOUR PER MONTH, ZERO DURING TRADING, SERVING IN ADVISORY CAPACITY FOR STUDENT MANAGED INVESTMENT FUND
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-09 |
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