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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2005-06-22
TX RA APPROVED 2005-06-15
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2005-06-22
  • TX RA
    APPROVED
    Since 2005-06-15

Branch Locations

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Buffalo NY 06/2003 Present
Bank Of America, N.A Buffalo NY 08/2012 Present
  • 06/2003 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Buffalo, NY
  • 08/2012 → Present
    Bank Of America, N.A
    Buffalo, NY
Other Businesses

I*4675282 Entity Type: N/A Name of OBA: J J B JR TOD BENEFICIARIES ON FILE Address: Las Vegas, Nevada, 89131 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/08/2026 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Cousin

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-23
  • S66 Uniform Combined State Law Examination
    2003-09-23
Other Names
  • Tony Miranda

View on SEC IAPD

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