Richard Michael Clairmont

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1989 → Present
  Clairmont, Paciello & Co. P.C.
  King Of Prussia, PA
• 10/2015 → Present
  Cpc Financial Planning, Inc
  King Of Prussia, PA
• 07/2015 → 12/2019
  Royal Alliance Associates, Inc.
  King Of Prussia, PA
• 12/2019 → Present
  Lpl Financial Llc
  King Of Prussia, PA

Previous Registrations

• 2015-07-07 → 2019-12-11
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  King Of Prussia, PA

Other Businesses

1)12/9/19- CPC Financial Planning, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- King of Prussia,PA- 100% 2)12/9/19- Non-Variable Insurance- Agent for Life, Health and Disability- INv. Related- King of Prussia, PA- start date 10/1/2001- 160hrs/mth- 5% 3)12/9/19- Tanglewood Financial Services Inc- Business Entity For Tax/Investment Purposes Only- Inv. Related- King of Prussia, PA- start dat 10/1/2001- 160hrs/mth- 5% 4)12/9/19- Pacmont Associates LLC- Real Estate Rental- Member- King of Prussia, PA- start dat 10/1/2001- 0hrs/mth-2% 5)12/9/19- Clairmont, Paciello $ Co., PC- Tax Prep/Accounting/CPA- Inv. Related- King of Prussia, PA- start date 7/10/1989- 90%

Exams

• S66 Uniform Combined State Law Examination
  2015-06-30