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Matthew Richard Warfield

T. Rowe Price Advisory Services, Inc.

Hanover, PA

CRD 4682085

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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-13
PA RA APPROVED 2024-06-13
  • MD RA
    APPROVED
    Since 2024-06-13
  • PA RA
    APPROVED
    Since 2024-06-13

Branch Locations

Hanover, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Owings Mills MD 03/2009 Present
  • 03/2009 → Present
    T. Rowe Price Investment Services, Inc.
    Owings Mills, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-16
S63 Uniform Securities Agent State Law Examination 2004-04-15
  • S66 Uniform Combined State Law Examination
    2005-06-16
  • S63 Uniform Securities Agent State Law Examination
    2004-04-15

View on SEC IAPD

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