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Employer firm

Bny Mellon Securities Corporation CRD 231

$8.45B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • BNYMSC SPONSORS A WRAP FEE PROGRAM, AND SERVES AS A PORTFOLIO MGR OR MODEL PROVIDER TO THIRD PARTY WRAP PROGRAM SPONSORS.

From the firm’s Form ADV. Read the guides:

Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-10
  • MI RA
    APPROVED
    Since 2024-05-10

Branch Locations

Birmingham, MI • United States

240 Greenwich Street, New York, NY 10286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Securities Corporation Birmingham MI 04/2024 Present
Columbia Threadneedle Investment Minneapolis MN 05/2010 04/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-10
S63 Uniform Securities Agent State Law Examination 2003-10-18
  • S66 Uniform Combined State Law Examination
    2010-04-10
  • S63 Uniform Securities Agent State Law Examination
    2003-10-18
Other Names
  • Ann Elizabeth Dowhan
  • Ann Dowhan Eilander

View on SEC IAPD

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