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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-12-21 |
Branch Locations
170 Pier Ave, Santa Monica, CA 90405 • United States
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Santa Monica | CA | 06/1990 | Present |
| Wells Fargo Advisors Llc | Santa Monica | CA | 12/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Monica | CA | 11/2016 | Present |
3000 KELTON AVENUE LLC, INV RELATED, LOS ANGELES, CA, 25% OWNERSHIP, START 1994, 0 HOURS, HOLDS RENTAL PROPERTY. 10963 NATIONAL LLC, INV RELATED, LOS ANGELES, CA, 40% OWNERSHIP, START 1995, 0 HOURS, HOLDS RENTAL PROPERTY. 11355 WASHINGTON PLACE LLC, INV RELATED, LOS ANGELES, CA, 40% OWNERSHIP, START 1997, 0 HOURS, HOLDS RENTAL PROPERTY. TM BULLION, NOT INV RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START 4/1/2022, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, SELLING COLLECTIBLE COINS ON AMAZON. TM COLLECTIBLES, NOT INV RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START 4/1/2022, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, SELLING COINS AND COLLECTIBLES ON AMAZON. RENTAL PROPERTY, INV RELATED, LOS ANGELES, CA, 40% OWNERSHIP, START 9/1/1997, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, LOS ANGELES, CA, 40% OWNERSHIP, START 12/4/1995, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, LOS ANGELES, CA, 25% OWNERSHIP, START 12/5/1994, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING. JFS CARE, NOT INVT RELATED, LOS ANGELES, CA, CARE GIVER, START DATE 5/11/2022, 80 HRS PER MONTH, 0 HRS DURING TRADING, TAKING CARE OF GRANDMOTHER. TM COIN SHOP, NOT INVT RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START DATE 6/13/2022, 5 HRS PER MONTH, 0 HRS DURING TRADING, BUYING AND SELLING COINS AND COLLECTIBLE CARDS. REDUCING ANIMAL STRESS; INV. RELATED; SACRAMENTO,CA; TREASURER; START DATE 02/28/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS DONATIONS, EVENTS, EXPENSES, AND HELPING WITH BOOK KEEPING. HERSEY AND FRIENDS - THE RABBIT CHANNEL ;NOT INV RELATED; LOS ANGELES,CA; YOUTUBE CHANNEL;100% OWNERSHIP; START DATE: 08/02/2025; 30 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-19 |
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