Terance Richard Bertrand

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-05-13
MI	RA	APPROVED	2016-03-02

TX RA
APPROVED_RES

Since 2016-05-13
MI RA
APPROVED

Since 2016-03-02

Branch Locations

9475 Holly Road Suite 203, Grand Blanc, MI 48439 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	Grand Blanc	MI	06/2003	Present

06/2003 → Present

Fahnestock & Co. Inc.

Grand Blanc, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-29
S66	Uniform Combined State Law Examination	2003-10-22

S65 Uniform Investment Adviser Law Examination

2016-02-29
S66 Uniform Combined State Law Examination

2003-10-22

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

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