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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-01-19 |
| CA | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| LA | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
1425 River Park Dr Ste 220, Sacramento, CA 95815 • United States
Reno, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Sacramento | CA | 12/2009 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies, Inc | Antelope | CA | 12/2009 | 07/2021 |
| Lpl Financial Llc | Sacramento | CA | 07/2021 | Present |
1) 2/23/2023 - Fall Creek Wealth Management - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date - 02/22/2023 - 10 Hours Per Month/0 Hours During Securities Trading 2) 06/26/2024 - Park Hamilton Kauinana Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/12/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-08 |
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