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James S Pittenger

Pittenger & Anderson Inc

Lincoln, NE

CRD 4681560

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Employer firm

Pittenger & Anderson Inc CRD 111033

$3.03B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pittenger & Anderson Inc

5533 S. 27Th Street Suite 201, Lincoln, NE 68512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
NE RA APPROVED 2006-08-17
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • NE RA
    APPROVED
    Since 2006-08-17

Branch Locations

5533 S. 27Th Street Suite 201, Lincoln, NE 68512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pittenger & Anderson, Inc. Lincoln NE 06/2006 Present
Previous Registrations
  • 2003-11-21 → 2006-06-26
    Wells Fargo Investments, Llc
    Lincoln, NE
    Lincoln, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-10
  • S66 Uniform Combined State Law Examination
    2003-11-10
Designations
  • Certified Financial Planner
Other Names
  • Trey Pittenger

View on SEC IAPD

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