Joseph Stephen Fanucchi

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

CA RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

1260 N Dutton Ave Ste 145, Santa Rosa, CA 95401 • United States

1390 Willow Pass Rd Ste 900, Concord, CA 94520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Gba Wealth Group	Concord	CA	01/2019	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
01/2019 → Present

Gba Wealth Group

Concord, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: GBA WEALTH GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ; START DATE: 10/2019 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-02

S66 Uniform Combined State Law Examination

2005-09-02

Designations

Certified Financial Planner

View on SEC IAPD