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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-02-14 |
| OH | RA | APPROVED | 2023-02-14 |
| TX | RA | APPROVED | 2023-02-14 |
Branch Locations
120 W. Main Street, Suite 201, Northville, MI 48167 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cig Corp | Southfield | MI | 06/2007 | 02/2023 |
| Cig Securities, Inc. | Southfield | MI | 06/2007 | 02/2023 |
| Cig Risk Management, Inc. | Southfield | MI | 06/2007 | 02/2023 |
| Cig Asset Management, Inc. | Southfield | MI | 06/2007 | 02/2023 |
| Stratos Wealth Partners, Ltd | Northville | MI | 02/2023 | Present |
| Lpl Financial Llc | Northville | MI | 02/2023 | Present |
1) 01/31/2023 - MARTIN SWIECKI - Non-Variable Insurance - Agent - Selling: Lines of Fixed Insurance - Life, DI, LTC, Annuity - Investment related - 20 Hours per month - Start date: 02/01/2023. 2) 01/31/2023 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 01/31/2023 - The Valletta Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 4) 2/14/2023 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 4/10/2023 - Stratos Wealth Partners Ltd. - DBA: The Valletta Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 2/14/2023 - 160 Hours Per Month/130 Hours During Securities Trading 6) 4/10/2023 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Start Date - 2/14/2023 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners Ltd, an independent investment advisor firm. I started this business activity in 2/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-30 |
| S66 | Uniform Combined State Law Examination | 2003-08-29 |
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