James B. Claypool

Current Employers

Coldstream Wealth Management

One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-19
WA	RA	APPROVED	2025-01-21

CA RA
APPROVED

Since 2025-12-19
WA RA
APPROVED

Since 2025-01-21

Branch Locations

1200 Westlake Ave. N Suite 902, Seattle, WA 98109 • United States

One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hbcg Pllc, Dba Harrison Berkman Claypool & Guard	Seattle	WA	11/2001	Present
Hbc Financial Services, Pllc	Seattle	WA	11/2001	01/2025
Coldstream Wealth Management	Bellevue	WA	01/2025	Present

11/2001 → Present

Hbcg Pllc, Dba Harrison Berkman Claypool & Guard

Seattle, WA
11/2001 → 01/2025

Hbc Financial Services, Pllc

Seattle, WA
01/2025 → Present

Coldstream Wealth Management

Bellevue, WA

Previous Registrations

2003-06-30 → 2025-01-31

Hbc Financial Services, Pllc

Seattle, WA

Other Businesses

HSA LLC, dba Coldstream Tax and Consulting is a wholly owned affiliate of Coldstream Wealth Management under Coldstream Holdings, Inc. HBCG PLLC, dba Harrison Berkman Claypool & Guard is a separate legal entity BOTH ENTITIES ARE NOT INVESTMENT-RELATED THESE ENTITIES SHARE OFFICE SPACE WITH COLDSTREAM WEALTH MANAGEMENT AT: 1200 WESTLAKE AVE N, STE 902 SEATTLE, WA 98109-3543 CPA FIRM SENIOR MANAGER / MEMBER 11/2001 - PRESENT FULL-TIME CPA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-26

S65 Uniform Investment Adviser Law Examination

2003-06-26

Designations

View on SEC IAPD