Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-20 |
| OH | RA | APPROVED | 2024-11-07 |
Branch Locations
3300 Enterprise Parkway Suite 200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mentor | OH | 11/2006 | 11/2024 |
| Bank Of America, N.A. | Mentor | OH | 12/2009 | 11/2024 |
| Raymond James & Associates Inc. | Beachwood | OH | 11/2024 | Present |
I*25888 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HAWKEN SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: GATES MILLS, OHIO 44040 NATURE OF BUSINESS: OTHER,PRIVATE SCHOOL POSITION, TITLE, ASSOCIATION: OTHER, LACROSSE COACH START DATE OF RELATIONSHIP: 2/28/2006 NUMBER OF HOURS DEVOTED: 60 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LACROSSE COACH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-01 |
Reach out to this advisor