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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2013-09-17 |
Branch Locations
1 Old Main St, Trumansburg, NY 14886 • United States
New York Life Insurance 737 Addison Road, Painted Post, NY 14870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Fairport | NY | 05/2005 | Present |
| Nylife Securities Llc | Fairport | NY | 05/2005 | Present |
| Eagle Strategies Llc | Horseheads | NY | 07/2010 | Present |
| H&H Financial Group Llc | Painted Post | NY | 10/2012 | Present |
[H&H FINANCIAL GROUP LLC: 737 ADDISON ROAD, PAINTED POST NY 14870; ROLE: ASSOCIATE; PAID COMMISSIONS; USED FOR SALE AND SOLICITATION OF NEW YORK LIFE PRODUCTS OUTSIDE BROKERAGE BUSINESS; ROLE AND TITLE: BROKER; BROKERING OF LIFE PRODUCTS, DISABILITY INSURANCE, LTC, FIXED ANNUITIES, GROUP ANNUITIES AND HEALTH INSURANCE]; [Herrington Real Estate LLC; New office location that the Partners of H&H Financial Group (Kyle Herrington, Colton Herrington, Lucas Herrington, Michael Strong and myself) will be renting to use.; 737 Addison Road, Painted Post, NY 14870; Start Date 10/2022; Role/Title: Profit/Interest; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; collect rental income] [Herrington Real Estate LLC; This is for the purchase of our office building being owned by Herrington Real Estate LLC. Business selling building is owned by a client and is extending us a private loan in addition to a bank loan to fund the full purchase.; 704 Crescent Dr, Addison, NY 14801; Start Date 11/2022; Role/Title: Member; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; profit sharing] [HHFG LLC; H&H Financial Group DBA-Profit and loss entity for payroll, employee benefits, and tax purposes; 737 Addison Road, Painted Post, NY 14870; Start Date 12/2023; Role/Title: Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 737 Addison Road, Painted Post, NY 14870; Start Date 01/2026; Role/Title: Insurance Broker; Investment Related; 60 hours per month; 40 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-24 |
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