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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-07 |
Branch Locations
8115 Preston Rd Ste 300 [Vb-Rbo], Dallas, TX 75225 • United States
Dallas, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Allen | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Allen | TX | 11/2016 | Present |
KENTUCKY STREET HOLDINGS LLC, INV RELATED, MCKINNEY, TX, START: 2/15/2014, 100% OWNER, 2 HOURS PER MONTH/0 DURING TRADING. WALNUT STREET HOLDINGS, LLC; INV RELATED; FRISCO, TX; RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START 9/25/2015; 5 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. CEDAR SPRINGS DRIVE, LLC; NOT INVESTMENT RELATED; PROSPER,TX; 100% OWNERSHIP WITH SPOUSE; START DATE 02/01/2019; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-31 |
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