Alejandro Jose-Megino Ochoa

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Lpl Finanacial Llc
  Santa Barbara, CA
• 08/2016 → 11/2018
  Independent Financial Partners
  Glendale, CA
• 11/2018 → Present
  Independent Advisor Alliance, Llc
  Santa Barbara, CA

Previous Registrations

• 2016-08-22 → 2018-11-27
  Independent Financial Partners
  Glendale, CA
  Santa Barbara, CA
• 2003-10-08 → 2016-08-25
  Ameriprise Financial Services, Llc
  Glendale, CA
  Santa Barbara, CA
  Santa Barbara, CA
  Glendale, CA
  Los Angeles, CA
  Glendale, CA

Other Businesses

1. 6/9/2017 - True Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/17 - 200 Hours Per Month/100 Hours During Securities Trading. 2. 12/4/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/30/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/4/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/4/2018 - Independent Advisor Alliance - DBA: (Hybrid) True Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/30/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/4/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-03