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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-11
NJ RA APPROVED 2017-10-31
  • NY RA
    APPROVED
    Since 2021-05-11
  • NJ RA
    APPROVED
    Since 2017-10-31

Branch Locations

39-07 Prince St. Suite 6 A-8, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Flushing NY 04/2016 Present
World Financial Group, Inc. Flushing NY 09/2015 Present
Ding Yu International North America East Brunswick NJ 07/2015 Present
Notary Public Of New Jersey East Brunswick NJ 06/2019 Present
Ny Notary Public Flushing NY 10/2021 Present
Lspn Pro, Llc Lindon UT 04/2022 01/2026
Inheritguard, Llc Sheridan WY 08/2026 Present
  • 04/2016 → Present
    Transamerica Financial Advisors, Inc
    Flushing, NY
  • 09/2015 → Present
    World Financial Group, Inc.
    Flushing, NY
  • 07/2015 → Present
    Ding Yu International North America
    East Brunswick, NJ
  • 06/2019 → Present
    Notary Public Of New Jersey
    East Brunswick, NJ
  • 10/2021 → Present
    Ny Notary Public
    Flushing, NY
  • 04/2022 → 01/2026
    Lspn Pro, Llc
    Lindon, UT
  • 08/2026 → Present
    Inheritguard, Llc
    Sheridan, WY
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors NY Notary Public / 1021-Present / Investment Related: No / 39-07 Prince St. 6 A-8, Flushing, NY 11354 / Notary Public / Hrs. Work Monthly: 3 / Sec Trading Hrs: 1 / Provide Notary Service when needed DING YU INTERNATIONAL NORTH AMERICA/Investment Related - No/23 MARLOW ROAD, EAST BRUNSWICK, NJ 08816 732-771-1500/Jadeite whole/retail sales./Owner/06.2015/40/0/All business related matters. NOTARY PUBLIC OF NEW JERSEY / emp dates: 0619 TO PRESENT/ INVESTMENT RELATED: NO /address: 23 MARLOW ROAD EAST BRUNSWICK, NJ 08816/ position: NOTARY PUBLIC / nature of business: NOTARY SERVICE / hrs work monthly: 1 /Sec trading hrs: 1 / duties: PROVIDE NOTARY SERVICE IN NEW JERSEY OBA Amendment Update: "NOTARY PUBLIC OF NEW JERSEY" INHERITGUARD, LLC POSITION: NOT APPLICABLE/NONE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/17/2026 ADDRESS: 30 N Gould Street, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-03
S63 Uniform Securities Agent State Law Examination 2016-06-09
  • S65 Uniform Investment Adviser Law Examination
    2017-08-03
  • S63 Uniform Securities Agent State Law Examination
    2016-06-09

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