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Allen Stephen Drake

Royale Investment Advisor LLC

Lake Mathews, CA

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Current Employers
Royale Investment Advisor Llc

Lake Mathews, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-31
  • CA RA
    APPROVED
    Since 2026-03-31

Branch Locations

15610 Ranchito Drive, Lake Mathews, CA 92570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ups Louisville KY 08/1988 Present
Royale Investment Advisor Llc Lake Mathews CA 08/2006 Present
Other Businesses

SELL LIFE, HEALTH AND DISABILITY INSURANCE TO PROTECT MY CLIENTS FINANCIAL PLAN. AGENT/W EMC INSURANCE SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-19
S63 Uniform Securities Agent State Law Examination 2003-07-10
  • S65 Uniform Investment Adviser Law Examination
    2006-09-19
  • S63 Uniform Securities Agent State Law Examination
    2003-07-10

View on SEC IAPD

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