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Anthony Toan Nguyen

J.P. Morgan Securities LLC

Santa Clara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-21
CA RA APPROVED 2022-05-12
  • TX RA
    APPROVED
    Since 2022-06-21
  • CA RA
    APPROVED
    Since 2022-05-12

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Clara CA 03/2013 Present
Jpmorgan Chase Bank, N.A. Santa Clara CA 03/2013 Present
Nsi Engineering San Jose CA 02/2017 07/2021
  • 03/2013 → Present
    J.P. Morgan Securities Llc
    Santa Clara, CA
  • 03/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 02/2017 → 07/2021
    Nsi Engineering
    San Jose, CA
Previous Registrations
  • 2005-01-03 → 2008-09-23
    Wells Fargo Investments, Llc
    Palo Alto, CA
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-12
S63 Uniform Securities Agent State Law Examination 2013-04-15
S65 Uniform Investment Adviser Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2022-05-12
  • S63 Uniform Securities Agent State Law Examination
    2013-04-15
  • S65 Uniform Investment Adviser Law Examination
    2004-12-30
Other Names
  • Anthony T Nguyen

View on SEC IAPD

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