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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
Branch Locations
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-07-21 |
Branch Locations
116 Tradepark Drive, Somerset, KY 42503 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Somerset | KY | 07/2003 | 10/2019 |
| Evans, Harville, Atwell & Company, Cpas, Pllc | Somerset | KY | 10/2005 | Present |
| 1St Global Advisors, Inc. | Somerset | KY | 02/2006 | 10/2019 |
| Avantax Advisory Services | Irving | TX | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Somerset | KY | 10/2019 | 09/2025 |
| Avantax Planning Partners, Inc. | Somerset | KY | 07/2022 | Present |
| Cetera Wealth Services, Llc | Somerset | KY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) SOMERSET PULASKI COUNTY ECONOMIC DEVELOPMENT AUTHORITY, INC. POSITION: Board of Director NATURE: Non-Profit promoting economic development in the Somerset Pulaski County community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2019 ADDRESS: PO Box 409, Somerset KY 42502, United States DESCRIPTION: Board Member/Treasurer. Board Members are appointed for 3 year terms by Mayor of city and County Judge and approved by City Council and County Magistrates. This a voluntary position with no compensation. 2) EVANS, HARVILLE, ATWELL & COMPANY CPAS; PARTNER; NIR; 10/01/2005
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-06 |
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