Diana Yacob

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 08/2017
  Jp Morgan Securities Llc
  Dallas, TX
• 03/2015 → 08/2017
  Jp Morgan Chase Bank
  Dallas, TX
• 08/2017 → 11/2017
  Wells Fargo Clearing Services Llc
  Dallas, TX
• 11/2017 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 09/2021 → 09/2022
  Raymond James & Associates, Inc.
  Frisco, TX
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Previous Registrations

• 2021-10-01 → 2022-09-30
  Raymond James & Associates, Inc.
  Frisco, TX
• 2018-10-16 → 2021-10-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-15
• S63 Uniform Securities Agent State Law Examination
  2015-04-15

Other Names

• Diana N Yacob
• Diana Nasim Yacob