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Benjamin Walker Collins

Robert W. Baird & Co. Incorporated

Knoxville, TN

CRD 4679790

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-04
OH RA APPROVED 2019-10-18
TN RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2021-01-04
  • OH RA
    APPROVED
    Since 2019-10-18
  • TN RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

1225 E Weisgarber Rd, Ste 150, Knoxville, TN 37909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc Dublin OH 10/2004 Present
Robert W. Baird & Co. Incorporated Crossville TN 10/2019 Present
Previous Registrations
  • 2005-04-29 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Grandview Heights, OH
    Dublin, OH
    Crossville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-16
  • S66 Uniform Combined State Law Examination
    2004-12-16
Other Names
  • Beau Walker Collins

View on SEC IAPD

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