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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-07-18 |
Branch Locations
5255 Ronald Reagan Blvd. Suite 200, Johnstown, CO 80534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Johnstown | CO | 10/2015 | Present |
| Western Wealth Management, Llc | Johnstown | CO | 07/2016 | Present |
(1) 10/26/2015: LongView Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - 5255 Ronald Reagan Blvd., Ste 200, Johnstown, CO 80534 - Start 10/23/2015 - 50% Time Spent (2) 11/03/2015: Western Wealth Management, LLC - Registered Investment Advisor DBA - DBA: Western Wealth Management, LLC - Investment Related - 14143 Denver West Pkwy, Ste 510, Golden, CO 80401 - Start 10/26/2015 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 50% Time Spent - ADMIN (3) 11/03/2015: Western Wealth Management - Registered Investment Advisor Hybrid - Investment Related - 14143 Denver West Pkwy, Ste 510, Golden, CO 80401 - Start 10/26/2015 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 50% Time Spent - ADMIN (4) 7/26/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 10/28/2015 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-29 |
| S66 | Uniform Combined State Law Examination | 2006-02-14 |
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