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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
OH RA APPROVED 2017-05-26
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • OH RA
    APPROVED
    Since 2017-05-26

Branch Locations

2 South Broad Street, Canfield, OH 44405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 06/2001 Present
Farmers National Bank Canfield OH 11/2001 Present
Cetera Investment Advisors Canfield OH 05/2017 Present
  • 06/2001 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2001 → Present
    Farmers National Bank
    Canfield, OH
  • 05/2017 → Present
    Cetera Investment Advisors
    Canfield, OH
Other Businesses

1. ST. JOHN'S GREEK ORTHODOX CHURCH, FINANCIAL SECRETARY, NO COMPENSATION, 2.5 HRS/WEEK, NON-INVESTMENT RELATED. 2. COACHING- BASEBALL, SOCCOR, BASKETBALL & FOOTBALL. 10-12 HOURS WK/0 COMP 3. TREASURER FOR BOARDMAN GRIDIRON CLUB AND BOARDMAN DUGOUT CLUB; DUAL SIGNATURES REQUIRED ON ACCOUNT;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-12-23
  • S63 Uniform Securities Agent State Law Examination
    2002-12-23

View on SEC IAPD

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