Lee Byron Thomson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-06-19

TX RA
APPROVED

Since 2019-06-19

Branch Locations

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Prosper	TX	05/2007	Present

05/2007 → Present

Lpl Financial Llc

Prosper, TX

Other Businesses

1. 5/16/2007: THOMSON INVESTMENT GROUP, INC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 2. 12/03/2012: LTJT, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - This is a LLC set up for personal legal estate planning purposes. Lee Thomson is the owner and General Manager - 0% TIME SPENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-03
S63	Uniform Securities Agent State Law Examination	2004-05-17

S66 Uniform Combined State Law Examination

2017-09-03
S63 Uniform Securities Agent State Law Examination

2004-05-17

View on SEC IAPD