David Isaac Essay

Current Employers

Employment History

• 03/2016 → 11/2017
  Girard Securities
  San Diego, CA
• 03/2016 → Present
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2017 → 08/2020
  Cetera Advisor Networks Llc
  Fort Collins, CO
• 02/2024 → Present
  Lion Street Financial
  Fort Collins, CO
• 11/2025 → Present
  Integrity Alliance, Llc.
  Fort Collins, CO

Previous Registrations

• 2016-09-09 → 2016-09-15
  Girard Securities, Inc.
  Fort Collins, CO
  San Diego, CA
• 2015-06-17 → 2016-03-08
  Raymond James Financial Services Advisors, Inc
  Fort Collins, CO
• 2010-06-01 → 2015-06-18
  First National Capital Markets
  Fort Collins, CO
  Fort Collins, CO
• 2008-02-22 → 2010-06-02
  Cetera Investment Services Llc
  Fort Collins, CO
  Boulder, CO
  Windsor, CO
  Loveland, CO
  Loveland, CO
  Fort Collins, CO
  Greeley, CO
  Greeley, CO
  Fort Collins, CO

Other Businesses

1. UNITED CAPITAL RISK MANAGEMENT POSITION: Insurance Agent NATURE: Insurance agency used for processing fixed insurance and annuity business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/15/2016 ADDRESS: 401 W Mountain Ave, STE 101, Fort Collins CO 80521, United States DESCRIPTION: Acting as an insurance agent and submitting business 2. POUDRE SCHOOL DISTRICT; NOT INVESTMENT RELATED; LOCATED IN FORT COLLINS, CO; ASSISTANT BASKETBALL COACH AT A HIGH SCHOOL; START DATE NOVEMBER 2024; 20 HOURS PER MONTH; NO TIME DURING TRADING HOURS; DUTIES INCLUDE COACHING BASKETBALL

Exams

• S66 Uniform Combined State Law Examination
  2007-09-10
• S63 Uniform Securities Agent State Law Examination
  2003-08-28

Designations