Charles Adam Broyles

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-23

TX RA
APPROVED

Since 2014-07-23

Branch Locations

Westlake, TX • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Broyles Llc	Fort Worth	TX	01/2009	Present
Parkland Securities	Ann Arbor	MI	08/2014	Present

01/2009 → Present

Broyles Llc

Fort Worth, TX
08/2014 → Present

Parkland Securities

Ann Arbor, MI

Other Businesses

1. BROYLES LLC; INSURANCE ADVISOR - INSURANCE ADVISING & SALES, EMPLOYEE BENEFIT ADVISING & SALES, 20 HRS/WEEK 2. BROYLES PROPERTY COMPANY - PRESIDENT; REAL ESTATE LEASING, MANAGEMENT, DEVELOPMENT & CONSULTING. 1 HR/WEEK 3. Broyles Financial Services - DBA used for financial practice with services offered through Parkland Securities Start date: 5/1/03, approx. 15 hrs/mo, all during mkt hrs. INV REL: Y 4. Texas Sandlot Baseball Club, LLC - President/Founder, Westlake, TX. Running youth baseball and softball teams. Start date: 2/23/24, approx. 10 hrs/mo, none during mkt hrs. INV REL: N

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-04-21

S63 Uniform Securities Agent State Law Examination

2010-04-21

Designations

Chartered Financial Consultant

View on SEC IAPD