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John Harmon King

Dakota Wealth, LLC

Palm Beach Gardens, FL

Syracuse, NY

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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-24
  • NY RA
    APPROVED
    Since 2021-09-24

Branch Locations

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

432 North Franklin Street Suite 80, Syracuse, NY 13204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dakota Wealth, Llc Jamesville NY 06/2021 Present
Key Private Bank Syrcacuse NY 09/2009 06/2021
  • 06/2021 → Present
    Dakota Wealth, Llc
    Jamesville, NY
  • 09/2009 → 06/2021
    Key Private Bank
    Syrcacuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-24
S63 Uniform Securities Agent State Law Examination 2003-10-28
  • S65 Uniform Investment Adviser Law Examination
    2021-09-24
  • S63 Uniform Securities Agent State Law Examination
    2003-10-28
Other Names
  • John King
  • John H King

View on SEC IAPD

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