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Richard Glenn Lovett

Wedbush Securities Inc.

Newport Beach, CA

New York, NY

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-07
  • NY RA
    APPROVED
    Since 2021-08-07

Branch Locations

500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States

142 West 57Th Street 12Th Fl, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation New York NY 03/2008 02/2020
Wedbush Securities, Inc. New York NY 02/2020 Present
  • 03/2008 → 02/2020
    Rbc Capital Markets Corporation
    New York, NY
  • 02/2020 → Present
    Wedbush Securities, Inc.
    New York, NY
Previous Registrations
  • 2007-02-21 → 2020-02-27
    Rbc Capital Markets, Llc
    New York, NY
  • 2006-01-03 → 2006-10-18
    Morgan Stanley Dw Inc.
    Mount Kisco, NY
    Mt. Kisko, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-11
  • S66 Uniform Combined State Law Examination
    2005-08-11
Other Names
  • Richard G Lovett
  • Glenn Lovett

View on SEC IAPD

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