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Employer firm

Mesirow Financial Investment Management, Inc. CRD 111135

$50.4B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-12-22
  • MA RA
    APPROVED
    Since 2014-12-22

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Duxbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 12/2014 Present
  • 12/2014 → Present
    Mesirow Financial, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-16
S63 Uniform Securities Agent State Law Examination 2009-05-23
  • S65 Uniform Investment Adviser Law Examination
    2013-12-16
  • S63 Uniform Securities Agent State Law Examination
    2009-05-23

View on SEC IAPD

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