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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-13
TX RA APPROVED 2025-03-13
  • NC RA
    APPROVED
    Since 2025-03-13
  • TX RA
    APPROVED
    Since 2025-03-13

Branch Locations

517 Alcove Rd Suite 201, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2011 Present
Previous Registrations
  • 2011-05-31 → 2025-03-17
    Mooresville, NC
    St Louis, MO
    Mooresville, NC
  • 2010-12-14 → 2011-05-05
    Mahwah, NJ
  • 2006-03-29 → 2008-01-16
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Other Businesses

(1)Name of Business: RWB Ventures, LLC Address: 517 Alcove Rd Ste 201, Mooresville, NC, 28117-8574, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/13/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Pass through for earnings. (2)Name of Business: Spencer William, LLC DBA Bloom Private Wealth Address: 517 Alcove Rd Ste 201, Mooresville, NC, 28117-8574, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/13/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Business owner and financial advisor. (3)Name of Business: The Christian Mission Address: 266 N Broad St, Mooresville, NC, 28115, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 08/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Board Member and Head of the Finance committee (with no check writing privileges).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-27
S65 Uniform Investment Adviser Law Examination 2010-09-03
S66 Uniform Combined State Law Examination 2004-10-22
  • S63 Uniform Securities Agent State Law Examination
    2011-05-27
  • S65 Uniform Investment Adviser Law Examination
    2010-09-03
  • S66 Uniform Combined State Law Examination
    2004-10-22
Designations

View on SEC IAPD

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