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Scott Steven Carter

LPl Financial LLC

Eagle, ID

CRD 4090240

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-01-15
TX RA APPROVED 2025-01-15
  • ID RA
    APPROVED
    Since 2025-01-15
  • TX RA
    APPROVED
    Since 2025-01-15

Branch Locations

Eagle, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boise ID 04/2013 06/2020
Raymond James & Associates Boise ID 06/2020 01/2025
Lpl Financial Llc Eagle ID 01/2025 Present
Previous Registrations
Other Businesses

1) 1/15/2025- Book Author/Money Management for the Faithful- non-inv. related- Eagle, ID- 0 hrs per mth/ during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-29
S65 Uniform Investment Adviser Law Examination 2000-02-18
  • S63 Uniform Securities Agent State Law Examination
    2000-02-29
  • S65 Uniform Investment Adviser Law Examination
    2000-02-18
Other Names
  • Scott Steven Carter
  • Scott Carter

View on SEC IAPD

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