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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2016-08-12
TX RA APPROVED 2016-08-12
  • OR RA
    APPROVED
    Since 2016-08-12
  • TX RA
    APPROVED
    Since 2016-08-12

Branch Locations

5300 Meadows Road Suite 250, Lake Oswego, OR 97035-5294 • United States

Tigard, OR • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Portland OR 08/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-28
S63 Uniform Securities Agent State Law Examination 2004-12-15
  • S66 Uniform Combined State Law Examination
    2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    2004-12-15
Other Names
  • Megan Nina Arnold
  • Megan Nina Arnold

View on SEC IAPD

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