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David Lance Roberts

Sage Hill Capital

Ann Arbor, MI

CRD 4678268

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Employer firm

Sage Hill Capital CRD 155016

$214M regulatory AUM 79 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Sage Hill Capital

220 S. Main St. Suite 301, Ann Arbor, MI 48104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-04
MI RA APPROVED 2011-12-15
  • TX RA
    APPROVED_RES
    Since 2020-05-04
  • MI RA
    APPROVED
    Since 2011-12-15

Branch Locations

220 S. Main St. Suite 301, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage Hill Capital Ann Arbor MI 04/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-01
S66 Uniform Combined State Law Examination 2004-05-27
  • S65 Uniform Investment Adviser Law Examination
    2010-11-01
  • S66 Uniform Combined State Law Examination
    2004-05-27
Other Names
  • David Roberts

View on SEC IAPD

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